Dulcepamba_River

The following guest post is by Great Lakes Environmental Law Center student fellow Shannon Nelson. Shannon is a University of Michigan Law School student and graduate of Wesleyan University. Prior to law school, she was the operations manager for Floating Doctors in Bocas del Toro, Panama. Shannon has led our project in Ecuador, working with local advocates and attorneys to protect the Dulcepamba River and support the people most affected by its destruction.  

In 2008, Ecuador became the first nation to recognize rights of nature in its Constitution. And in the coming months, Ecuador’s Constitutional Court will for the first time decide how rights of nature should be applied to protect the Dulcepamba River from state-sanctioned damming and destruction.

As Ecuador is a civil law country, judicial decisions affect only the parties at bar and, even at the appellate level, do not carry the precedential weight of cases in common law systems. The Constitutional Court is the one exception to this rule. The Court, which sits in Quito, is the singular body tasked with Constitutional interpretation in Ecuador. The Court may hear as a court of appeal cases that present novel questions of Constitutional law or where Constitutional mechanisms have been denied.

Although the Court has heard cases involving the rights of Nature before now, the Dulcepamba River case represents the first time the Court will interpret the rights of Nature recognized in the Constitution and begin to define the substance of those rights for the country.

SENAGUA

For over a decade, the community of San Pablo de Amalí in the Bolívar province of Ecuador has been engaged in seemingly endless litigation with Hidrotambo, S.A. over their hydroelectric project on the Dulcepamba River. In 2003, the company applied for a license to utilize the river to generate power to serve the Ecuadorian grid. The national water authority (“SENAGUA”), in turn, granted them a water right for 6.5 cubic meters of water year-round.

In 2005, Hidrotambo began construction on the 8MW run-of-river style dam despite persistent objections from community. To build the intake works for the dam, the company determined that they would need to reroute the river channel about 200 meters closer to the town. Community members warned that rerouting the river so close to the town would pose a significant risk of flooding; however, their concerns were dismissed, and construction continued. The fears of the community played out in March 2015, when a totally normal weather event resulted in a devastating flood that killed three people and washed away several homes. In the years since, the community has been fighting for the enforcement of human and nature’s rights in the face of corporate power with close ties to the central government.

Dulcepamba_dam

For a more in-depth account, see San Pablo de Amalí: un pueblo sin agua (Spanish) and Run of the River by Kat Kerlin (English).

Ecuador has led the world by recognizing Nature as a rights-bearing entity in its Constitution. This acknowledgment of legal personhood grants Nature standing to bring cases—or, more accurately, for others to bring cases on its behalf—against violations of its rights in court. Among the rights enumerated in Ecuador’s Constitution are the right to integral respect for [Nature’s] existence and for the maintenance and regeneration of its life cycles, structure, functions and evolutionary processes and the right to be restored.

The Constitution also imposes obligations on the State to apply preventive and restrictive measures on activities that might lead to the extinction of species, the destruction of ecosystems, or the permanent alteration of natural cycles. These rights and obligations are distinct from, yet intrinsically connected with, several anthropocentric environmental rights recognized in the constitution, including the right to live in a healthy environment, the right to water, and the right to food sovereignty. The constitution also provides that, while the State will encourage sustainable development, when development conflicts with the rights of others to water and food sovereignty, those basic needs must come first. Taken in tandem, these rights and obligations create an expansive framework of environmental and social protections, consistent with the foundational principle that humans are part of the natural world and should strive to live in harmony with nature. Ecuador’s Constitution refers to this as the sumak kawsay, or good living, an indigenous principle, similar counterparts of which exist in other Indigenous nations throughout the region.

I began working on the Dulcepamba River case in October 2018, just over a month into my first semester of law school. I could not have imagined at that time the profound impact the case would have on me and my nascent legal career. Apart from a love of the outdoors and a penchant for rock walls, my only environmental training was an AP Environmental Science class in high school (which was longer ago than one might think looking at me). Having worked as Operations Manager for a global health NGO that provides primary care services for indigenous communities in Panama before coming to law school, I initially got involved with the project because of the indigenous rights issue it presented. Many of the communities in the Dulcepamba Watershed identify as indigenous and the hydroelectric company failed to consult the communities prior to beginning the project as required by both international and Ecuadorian law.

Our work, however, focused on four other provisions in Ecuador’s Constitution: the human rights to water, food sovereignty, and a healthy environment and, most centrally to this case, the rights of nature (“RoN”). When I began working on the case in October, I was as perplexed by the idea of Nature having rights as anyone. I struggled envisioning what such a legal system would look like. The more I immersed myself in the subject, however, the more evident the need for RoN became.

Dulcepamba_dam_house

In December, Professor Hall and I traveled to Ecuador to visit the team in San Pablo de Amalí and to see the actual site of the dam. I learned just as much swimming in the Dulcepamba River and sitting in community members’ homes listening to their stories as I did pouring over law review articles, UNGA resolutions, and constitutional provisions. The interdependence between the community and the river illustrated just how important RoN is as an ideology and legal theory—it is impossible to truly protect one without the other.

The Dulcepamba River Litigation-

We have written amicus briefs for two cases being brought by members of the community of San Pablo de Amalí, on their own behalf and on behalf of Nature. The first case addresses the exorbitant water use authorization granted to Hidrotambo. Simply put, the current authorization amounts to a total wipeout of the Dulcepamba River. In 2018, over 291 applications for water use (some representing dozens of individuals) by the upstream community have been denied or held pending by SENAGUA due to the current concession to Hidrotambo. Community members have requested an exhaustive revision of Hidrotambo's water right, citing irregularities in the authorization process, including the failure to complete empirical studies before granting the concession. A study conducted by researchers at UC Davis Center for Watershed Sciences and presented by the plaintiffs demonstrates that the water right allocated to Hidrotambo exceeded the actual flow of the river 83% of the time over the last ten years. That is before factoring in any of the water needs of community members in the watershed. This case is still pending despite prior assurances from SENAGUA that it would be resolved by the end of 2018. We expect to file our amicus brief in the administrative case in the coming month.

The second case, a protective action brought the Public Ombudsman and the Ecumenical Human Rights Commission (CEDHU) against several Ecuadorian government agencies for failing to protect the constitutional rights of the community of San Pablo de Amalí and Nature, has progressed much more rapidly through the courts.

The protective action, which was filed in January 2019, addresses the negligent manner in which the hydroelectric project has been executed, from the initial planning to regulation of operations. Most notably, when the company rerouted the river channel closer to the town during construction, they failed to complete any hydrological or hydraulic studies and restricted the floodplain in such a way that the river was unable to evacuate sediment and debris. This resulted in the devastating flood in March 2015 that killed three people and completely washed away several houses. Beyond the incalculable harm suffered by the community, in constructing the dam, Hidrotambo completely altered the ecosystem of the river in violation of Article 71 of Ecuador’s Constitution. (See full text of Brief of Amicus Curiae in Support of the Protective Action, available at - https://www.greatlakeslaw.org/files/Dulcepamba_protective_action_amicus.pdf)

Hidrotambo has maintained that the flood was a natural event that their management of the dam played no role in; however, the UC Davis study revealed that the return interval for a weather event like the one that resulted in the March 2015 flood is only six years. This supports the community's assertion that the flood was not a freak natural disaster and would not have been nearly as destructive but for the rerouting of the river and the negligent maintenance of the dam. It also means that the community remains in danger as long as Hidrotambo refuses to take the necessary steps to mitigate the risks.

In February, a lower court in Chillanes, Ecuador held that there was not a demonstrable causal relationship between the actions of Hidrotambo and the various government agencies and the devastating flood, and as such there was no violation of constitutional rights. (See full text of decision from the Court of First Instance in Chillanes, available at - https://www.greatlakeslaw.org/files/Dulcepamba_Chillanes_decision.pdf)

On appeal, the Provincial Court of Bolívar also denied relief, affirming the lower court’s holding that there was no violation of constitutional rights and also advancing an administrative exhaustion argument. According to the court, the record demonstrates that the agencies named as defendants have requested that Hidrotambo implement protective measures. While recognizing that none of these demands have been complied with, the court nevertheless held that a protective action is not the right method to compel the agencies to enforce compliance. (See full text of appellate decision from the Provincial Court of Bolívar, available at - https://www.greatlakeslaw.org/files/Dulcepamba_Bolivar_decision.pdf)

The Constitutional Court’s acceptance of the case indicates that the Provincial Court’s administrative exhaustion argument may not be sound. Even at this procedural stage, it represents an important step in RoN jurisprudence. The Court was not compelled to accept the case—it has broad discretionary authority over its docket. The decision to review the case suggests that the Court is prepared to begin developing a substantive RoN as a matter of Constitutional law. In the decision announcing its acceptance of the case, the Court said that it would address the standards and limits regarding the exploitation of renewable and nonrenewable resources managed by the State, the conduct of licensed companies, and the impact on the rights of the community and of Nature. The Constitutional Court’s decision in Dulcepamba River case could then frame the issues and standards for future RoN cases from the Galapagos to the Amazon. 

An alliance of environmental organizations (including the Earth Law Center, International Rivers, CEDENMA, and the Great Lakes Environmental Law Center) along with several leading international experts in environmental law (including Professors Oliver Houck, Zygmunt Plater, Patrícia Galvão Ferreira, and Noah Hall) filed an amicus brief in the Constitutional Court on the Dulcepamba River case. An English translation of the Constitutional Court amicus brief is also available.

Why we need Rights of Nature (and why simply recognizing a human right to a healthy environment won’t cut it)-

When I began my studies in September, I did not plan on becoming an environmental lawyer. After spending the last several months supporting those fighting on behalf of the Dulcepamba River, I cannot imagine not being one. I have to believe that it is possible to solve the environmental problems we have created. However, it is clear that our current system will not provide the answer. The Community Environmental Legal Defense Fund has keenly observed that one should not expect more from a permitting system; by its very name, it is clear that such a system is designed to permit harm, not prohibit it.

Over the years, many have pressed to formally recognize a human right a healthy environment. While I am certainly supportive of such an action, I do not believe it goes nearly far enough. More than 100 countries already recognize a human right to a healthy environment and yet we are still faced with mounting environmental crises of epic proportions. According to the latest IPCC report released in October 2018, we are poised to exceed 1.5 degrees above preindustrial levels by 2040. While we cannot yet fully appreciate the effects this increase will have on the planet, the prognosis is certainly bleak. Earlier this month, the Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services released a global assessment on Biodiversity finding that nearly 1 million species are at risk of extinction, many within mere decades. Radical situations call for radical solutions.

Of course, in order to solve the problem, we need to know what is causing it. David Boyd, the UN Special Rapporteur on Human Rights and the Environment, has identified three damaging ideas that have led to our current environmental crisis:

The first is anthropocentrism—the widespread human belief that we are separate from, and superior to, the rest of the natural world… The second is that everything in nature, animate and inanimate, constitutes our property, which we have the right to use as we see fit. The third idea is that we can and should pursue limitless economic growth as the paramount objective of modern society.

If we are to address the environmental harms we have caused and make meaningful change, we first need a change of perspective. The defining characteristic of RoN, of course, is the shift from the anthropocentric ideology that has enabled us to treat the natural world as property to be extracted and exploited, toward a recognition that as humans we are very much a part of the natural world.

For further discussion of the need for RoN check out this podcast from CELDF or Fighting for Our Shared Future by Earth Law Center.

While RoN is still on the outskirts of the mainstream environmental movement, it is gaining momentum internationally and at the grassroots level. Bolivia, New Zealand, India, and Colombia have all recognized RoN in national laws and court decisions. We have seen pockets of RoN spring up throughout the United States with varying degrees of success. Over three dozen communities across the United States have already passed local laws and ordinances recognizing RoN. There also are campaigns underway to amend state constitutions in Colorado, Ohio, Oregon, New Hampshire and Vermont. To that effect, perhaps most promising in all of this, are the individuals and communities coming together to demand and defend Nature’s rights. It is worth remembering that RoN did not always exist in Ecuador. In fact, Ecuador faced many of the same obstacles in recognizing RoN that we might anticipate here in the United States. Ecuador’s economy was largely dependent on the extraction and exploitation of natural resources and property law in the country was quite similar to ours. It took a massive social movement, led by Indigenous groups and environmental advocates, to include RoN in the 2008 Constitution. Over the past 9 months, I have also gotten to work alongside and learn from skillful and fierce advocates both in Ecuador and across the United States and Canada, from the community members of San Pablo de Amalí and their attorneys at CEDHU, to the growing network of professors and students across the United States and Canada committed to advancing the rights of Nature and communities. Although there is still a long way to go and the stakes have never been higher, I am hopeful that RoN may actually save the world.

Photos: 1) Don Manuel Truijillo, president of the farming community of San Pablo de Amalí, sits with his daughter by the Dulcepamba River; 2) SENAGUA offices in Quito; 3) the Hidrotambo dam; 4) Don Manuel, accompanied by a project team member, standing on the dam spillway with his threatened home in the background. 

Original Article

Great Lakes Law

Great Lakes Law

http://feedproxy.google.com/~r/GreatLakesLaw/~3/wYKWnY8s7NU/the-dulcepamba-river-gets-its-day-in-court-rights-of-nature-and-constitutional-law-in-ecuador.html

Noah Hall

On February 26, 2019, voters in Toledo, Ohio overwhelmingly passed the Lake Erie Bill of Rights, fully stated-

ESTABLISHING A BILL OF RIGHTS FOR LAKE ERIE, WHICH PROHIBITS ACTIVITIES AND PROJECTS THAT WOULD VIOLATE THE BILL OF RIGHTS

We the people of the City of Toledo declare that Lake Erie and the Lake Erie watershed comprise an ecosystem upon which millions of people and countless species depend for health, drinking water and survival. We further declare that this ecosystem, which has suffered for more than a century under continuous assault and ruin due to industrialization, is in imminent danger of irreversible devastation due to continued abuse by people and corporations enabled by reckless government policies, permitting and licensing of activities that unremittingly create cumulative harm, and lack of protective intervention. Continued abuse consisting of direct dumping of industrial wastes, runoff of noxious substances from large scale agricultural practices, including factory hog and chicken farms, combined with the effects of global climate change, constitute an immediate emergency.

We the people of the City of Toledo find that this emergency requires shifting public governance from policies that urge voluntary action, or that merely regulate the amount of harm allowed by law over a given period of time, to adopting laws which prohibit activities that violate fundamental rights which, to date, have gone unprotected by government and suffered the indifference of state-chartered for-profit corporations.

We the people of the City of Toledo find that laws ostensibly enacted to protect us, and to foster our health, prosperity, and fundamental rights do neither; and that the very air, land, and water – on which our lives and happiness depend – are threatened. Thus it has become necessary that we reclaim, reaffirm, and assert our inherent and inalienable rights, and to extend legal rights to our natural environment in order to ensure that the natural world, along with our values, our interests, and our rights, are no longer subordinated to the accumulation of surplus wealth and unaccountable political power.

We the people of the City of Toledo affirm Article 1, Section 1, of the Ohio State Constitution, which states: “All men are, by nature, free and independent, and have certain inalienable rights, among which are those of enjoying and defending life and liberty, acquiring, possessing, and protecting property, and seeking and obtaining happiness and safety.”

We the people of the City of Toledo affirm Article 1, Section 2, of the Ohio State Constitution, which states: “All political power is inherent in the people. Government is instituted for their equal protection and benefit, and they have the right to alter, reform, or abolish the same, whenever they may deem it necessary; and no special privileges or immunities shall ever be granted, that may not be altered, revoked, or repealed by the general assembly.”

And since all power of governance is inherent in the people, we, the people of the City of Toledo, declare and enact this Lake Erie Bill of Rights, which establishes irrevocable rights for the Lake Erie Ecosystem to exist, flourish and naturally evolve, a right to a healthy environment for the residents of Toledo, and which elevates the rights of the community and its natural environment over powers claimed by certain corporations.

Section 1 – Statements of Law – A Community Bill of Rights

(a) Rights of Lake Erie Ecosystem. Lake Erie, and the Lake Erie watershed, possess the right to exist, flourish, and naturally evolve. The Lake Erie Ecosystem shall include all natural water features, communities of organisms, soil as well as terrestrial and aquatic sub ecosystems that are part of Lake Erie and its watershed.

(b) Right to a Clean and Healthy Environment. The people of the City of Toledo possess the right to a clean and healthy environment, which shall include the right to a clean and healthy Lake Erie and Lake Erie ecosystem.

(c) Right of Local Community Self-Government. The people of the City of Toledo possess both a collective and individual right to self-government in their local community, a right to a system of government that embodies that right, and the right to a system of government that protects and secures their human, civil, and collective rights.

(d) Rights as Self -Executing. All rights secured by this law are inherent, fundamental, and unalienable, and shall be self-executing and enforceable against both private and public actors. Further implementing legislation shall not be required for the City of Toledo, the residents of the City, or the ecosystems and natural communities protected by this law, to enforce all of the provisions of this law.

Section 2 – Statements of Law – Prohibitions Necessary to Secure the Bill of Rights

(a) It shall be unlawful for any corporation or government to violate the rights recognized and secured by this law. “Corporation” shall include any business entity.

(b) No permit, license, privilege, charter, or other authorization issued to a corporation, by any state or federal entity, that would violate the prohibitions of this law or any rights secured by this law, shall be deemed valid within the City of Toledo.

Section 3 – Enforcement

(a) Any corporation or government that violates any provision of this law shall be guilty of an offense and, upon conviction thereof, shall be sentenced to pay the maximum fine allowable under State law for that violation. Each day or portion thereof, and violation of each section of this law, shall count as a separate violation.

(b) The City of Toledo, or any resident of the City, may enforce the rights and prohibitions of this law through an action brought in the Lucas County Court of Common Pleas, General Division. In such an action, the City of Toledo or the resident shall be entitled to recover all costs of litigation, including, without limitation, witness and attorney fees.

(c) Governments and corporations engaged in activities that violate the rights of the Lake Erie Ecosystem, in or from any jurisdiction, shall be strictly liable for all harms and rights violations resulting from those activities.

(d) The Lake Erie Ecosystem may enforce its rights, and this law’s prohibitions, through an action prosecuted either by the City of Toledo or a resident or residents of the City in the Lucas County Court of Common Pleas, General Division. Such court action shall be brought in the name of the Lake Erie Ecosystem as the real party in interest. Damages shall be measured by the cost of restoring the Lake Erie Ecosystem and its constituent parts at least to their status immediately before the commencement of the acts resulting in injury, and shall be paid to the City of Toledo to be used exclusively for the full and complete restoration of the Lake Erie Ecosystem and its constituent parts to that status.

Section 4 – Enforcement – Corporate Powers

(a) Corporations that violate this law, or that seek to violate this law, shall not be deemed to be “persons” to the extent that such treatment would interfere with the rights or prohibitions enumerated by this law, nor shall they possess any other legal rights, powers, privileges, immunities, or duties that would interfere with the rights or prohibitions enumerated by this law, including the power to assert state or federal preemptive laws in an attempt to overturn this law, or the power to assert that the people of the City of Toledo lack the authority to adopt this law.

(b) All laws adopted by the legislature of the State of Ohio, and rules adopted by any State agency, shall be the law of the City of Toledo only to the extent that they do not violate the rights or prohibitions of this law.

Section 5 – Effective Date and Existing Permit Holders

This law shall be effective immediately on the date of its enactment, at which point the law shall apply to any and all actions that would violate this law regardless of the date of any applicable local, state, or federal permit.

Section 6 – Severability

The provisions of this law are severable. If any court decides that any section, clause, sentence, part, or provision of this law is illegal, invalid, or unconstitutional, such decision shall not affect, impair, or invalidate any of the remaining sections, clauses, sentences, parts, or provisions of the law. This law would have been enacted without the invalid sections.

Section 7 – Repealer

All inconsistent provisions of prior laws adopted by the City of Toledo are hereby repealed, but only to the extent necessary to remedy the inconsistency.

Update: The day after this historic vote, a lawsuit challenging the Lake Erie Bill of Rights was filed in federal court by a polluting farm (Drewes Farm v. City of Toledo). Some of the issues raised were previewed in an analysis released just before the election by the Ohio State University Extension's Farm Office

Original Article

Great Lakes Law

Great Lakes Law

http://feedproxy.google.com/~r/GreatLakesLaw/~3/Z_VD1Xc2Eng/lake-erie-bill-of-rights.html

Noah Hall

In a win for Flint residents and environmental justice, the federal Court of Appeals for the Sixth Circuit has ruled that the actions of government – notably MDEQ officials and state-appointed emergency managers – “shocked the conscience” and may violate citizens’ right to bodily integrity as guaranteed by the Due Process Clause of the Constitution’s Fourteenth Amendment. The court’s decision - Guertin v. Michigan, 912 F. 3d 907 (6th Cir. 2019) - reasons that water is not only a necessity for life but a public good, and citizens rely on their government to provide water in good faith. Government officials knowingly delivered unsafe water to residents in Flint for over a year, denying mounting evidence of the danger, and misleading the public and federal officials. While the court cautioned that it was not creating a new constitutional right to water service or a completely pollution-free environment, it establishes a precedent to hold government officials accountable for subjecting citizens to unwarranted dangerous pollution based on violating their right to bodily integrity. The court concluded:

In providing a tainted life-necessity and falsely assuring the public about its potability, government officials stripped the very essence of personhood from those who consumed the water. They also caused parents to strip their children of their own personhood. If ever there was an egregious violation of the right to bodily integrity, this is the case; the affront to human dignity in this case is compelling, and defendants’ conduct is so contrary to fundamental notions of liberty and so lacking of any redeeming social value, that no rational individual could believe their conduct is constitutionally permissible under the Due Process Clause. We therefore agree with the district court that plaintiffs have properly pled a violation of the right to bodily integrity against Howard Croft, Darnell Earley, Gerald Ambrose, Liane Shekter-Smith, Stephen Busch, Michael Prysby, and Bradley Wurfel, and that the right was clearly established at the time of their conduct.

Below is an edited excerpt, with most citations and quotations omitted for ease of reading (and the full opinion with dissent here).

Guertin v. Michigan, 912 F. 3d 907 (6th Cir. 2019)

Griffin, Circuit Judge

This case arises out of the infamous government-created environmental disaster commonly known as the Flint Water Crisis. As a cost-saving measure until a new water authority was to become operational, public officials switched the City of Flint municipal water supply from the Detroit Water and Sewerage Department (DWSD) to the Flint River to be processed by an outdated and previously mothballed water treatment plant. With the approval of State of Michigan regulators and a professional engineering firm, on April 25, 2014, the City began dispensing drinking water to its customers without adding chemicals to counter the river water’s known corrosivity.

The harmful effects were as swift as they were severe. Within days, residents complained of foul smelling and tasting water. Within weeks, some residents’ hair began to fall out and their skin developed rashes. And within a year, there were positive tests for E. coli, a spike in deaths from Legionnaires’ disease, and reports of dangerously high blood-lead levels in Flint children. All of this resulted because the river water was 19 times more corrosive than the water pumped from Lake Huron by the DWSD, and because, without corrosion-control treatment, lead leached out of the lead-based service lines at alarming rates and found its way to the homes of Flint’s residents. The crisis was predictable, and preventable. See generally Mason v. Lockwood, Andrews & Newnam, P.C., 842 F.3d 383, 387 (6th Cir. 2016).

I.

Plaintiffs Shari Guertin, her minor child E.B., and Diogenes Muse-Cleveland claim personal injuries and damages from drinking and bathing in the lead-contaminated water. *** The plaintiffs’ remaining claim is that defendants violated their right to bodily integrity as guaranteed by the Substantive Due Process Clause of the Fourteenth Amendment. They bring this claim pursuant to 42 U.S.C. § 1983, under which an individual may bring a private cause of action against anyone who, under color of state law, deprives a person of rights, privileges, or immunities secured by the Constitution or conferred by federal statute.

II.

On this appeal, we decide [a] substantial issue of public importance: did plaintiffs plead a plausible Fourteenth Amendment Due Process violation of their right to bodily integrity and was such a constitutional right clearly established when the defendants acted? We join the Michigan Court of Appeals, Mays v. Snyder, 916 N.W.2d 227 (Mich. Ct. App. 2018) [and citing numerous other lower federal and state courts] in holding that plaintiffs have pled a plausible Due Process violation of bodily integrity regarding some of the defendants.

***

IV.

[The government defendants sought to dismiss the plaintiffs’ claims based on the doctrine of qualified immunity.] Qualified immunity shields public officials from undue interference with their duties and from potentially disabling threats of liability. This immunity gives government officials breathing room to make reasonable but mistaken judgments about open legal questions, protecting all but the plainly incompetent or those who knowingly violate the law. A plaintiff bears the burden of showing that a defendant is not entitled to qualified immunity. To do so, a plaintiff must show (1) that the official violated a statutory or constitutional right, and (2) that the right was clearly established at the time of the challenged conduct. See Ashcroft v. al-Kidd, 563 U.S. 731 (2011).

V.

The Fourteenth Amendment of the United States Constitution provides that “[n]o State shall . . . deprive any person of life, liberty, or property, without due process of law.” Flowing directly from the protections enshrined in the Magna Carta, the Due Process Clause significantly restricts government action—its core is “preventing government from abusing its power, or employing it as an instrument of oppression.” Collins v. City of Harker Heights, 503 U.S. 115, 126 (1992). Although the Due Process Clause provides no guarantee of certain minimal levels of safety and security, it expressly prohibits deprivations by the State itself. That is, “its purpose is to protect the people from the State, not to ensure that the State protects them from each other.” DeShaney v. Winnebago Cty. Dep’t of Soc. Servs., 489 U.S. 189, 195-96 (1989).

There are procedural and substantive due process components. Only the latter component is at issue here. Substantive due process bars certain government actions regardless of the fairness of the procedures used to implement them. It “specifically protects those fundamental rights and liberties which are, objectively, deeply rooted in this Nation’s history and tradition, and implicit in the concept of ordered liberty, such that neither liberty nor justice would exist if they were sacrificed.” Washington v. Glucksberg, 521 U.S. 702, 720–21 (1997). The liberty interests secured by the Due Process Clause include the right generally to enjoy those privileges long recognized at common law as essential to the orderly pursuit of happiness by free men. These common-law privileges, the Supreme Court has held, specifically embrace the right to bodily integrity (see id), and the right not to be subjected to arbitrary and capricious government action that shocks the conscience and violates the decencies of civilized conduct.

***

A.

Plaintiffs’ complaint deals with the scope of the right to bodily integrity, an indispensable right recognized at common law as the “right to be free from ... unjustified intrusions on personal security” and “encompassing” freedom from bodily restraint and punishment.” Ingraham v. Wright, 430 U.S. 651, 673–74 (1977); see also Davis v. Hubbard, 506 F.Supp. 915, 930 (N.D. Ohio 1980) (“In the history of the common law, there is perhaps no right which is older than a person’s right to be free from unwarranted personal contact.”)

This common law right is first among equals. As the Supreme Court has said: “No right is held more sacred, or is more carefully guarded by the common law, than the right of every individual to the possession and control of his own person, free from all restraint or interference of others, unless by clear and unquestionable authority of law.” Union Pac. Ry. Co. v. Botsford, 141 U.S. 250 (1891). Absent lawful authority, invasion of one’s body “is an indignity, an assault, and a trespass” prohibited at common law. Id. On this basis, we have concluded the right to personal security and to bodily integrity bears an impressive constitutional pedigree.

This right is fundamental where the magnitude of the liberty deprivation that the abuse inflicts upon the victim strips the very essence of personhood. “We have never retreated from our recognition that any compelled intrusion into the human body implicates significant, constitutionally protected interests.” Missouri v. McNeely, 569 U.S. 141 (2013). And more broadly, it is beyond debate that an individual’s interest in preserving her life is one of constitutional dimension.

Bodily integrity cases usually arise in the context of government-imposed punishment or physical restraint, but that is far from a categorical rule. Instead, the central tenet of the Supreme Court’s vast bodily integrity jurisprudence is balancing an individual’s common law right to informed consent with tenable state interests, regardless of the manner in which the government intrudes upon an individual’s body. Thus, to show that the government has violated one’s right to bodily integrity, a plaintiff need not establish any constitutional significance to the means by which the harm occurs. That is because individuals possess a constitutional right to be free from forcible intrusions on their bodies against their will, absent a compelling state interest.

***

This nonconsensual intrusion vis-à-vis government interest line of cases has played out time and time again in the lower courts. The numerous cases involving government experiments on unknowing and unwilling patients provide a strong analogy to the Flint Water Crisis. Involuntarily subjecting nonconsenting individuals to foreign substances with no known therapeutic value—often under false pretenses and with deceptive practices hiding the nature of the interference—is a classic example of invading the core of the bodily integrity protection.

In re Cincinnati Radiation Litigation, 874 F.Supp. 796 (S.D. Ohio 1995), is a good example. Funded by the Department of Defense, government officials at the University of Cincinnati subjected cancer patients to radiation doses consistent with those expected to be inflicted upon military personnel during a nuclear war. The patients were in “reasonably good clinical condition,” and were “primarily indigent, poorly educated, and of lower than average intelligence.” At no time did the government actors disclose the risks associated with the massive radiation doses or obtain consent to irradiate the patients at those levels for those purposes—they instead told the patients that the radiation was treatment for their cancer. Summarizing the caselaw, the Cincinnati Radiation court easily concluded that “the right to be free of state-sponsored invasion of a person’s bodily integrity is protected by the Fourteenth Amendment guarantee of due process.” The involuntary and misleading nature of the intrusions was key. The patients could not “be said to exercise that degree of free will that is essential to the notion of voluntariness” because-

“the choice Plaintiffs would have been forced to make was one of life or death. If the Constitution protects personal autonomy in making certain types of important decisions, the decision whether to participate in the Human Radiation Experiments was one that each individual Plaintiff was entitled to make freely and with full knowledge of the purpose and attendant circumstances involved. Without actually seizing the Plaintiffs and forcing them to submit to these experiments, the agents of the state accomplished the same feat through canard and deception.”

We find the Cincinnati Radiation matter especially analogous. In both instances, individuals engaged in voluntary actions that they believed would sustain life, and instead received substances detrimental to their health. In both instances, government officials engaged in conduct designed to deceive the scope of the bodily invasion. And in both instances, grievous harm occurred. Based on the facts and principles set forth in the above cases, we therefore agree with the district court that a government actor violates individuals’ right to bodily integrity by knowingly and intentionally introducing life-threatening substances into individuals without their consent, especially when such substances have zero therapeutic benefit.

Finally, we note what plaintiffs’ claim does not entail. There is, of course, “‘no fundamental right to water service.’” In re City of Detroit, 841 F.3d 684 (6th Cir. 2016). Moreover, the Constitution does not guarantee a right to live in a contaminant-free, healthy environment. To this end, several defendants and the dissent cite a California state case involving residents complaining about a city fluoridating its drinking water supply. See Coshow v. City of Escondido, 132 Cal. App. 4th 687 (2005). However, Coshow is particularly inapposite because it shows the push-and-pulls of competing policy decisions that generally fall outside the scope of a violation of the right to bodily integrity—there, the government publicly introduced fluoride into the water system, a chemical frequently added to public water systems to prevent tooth decay. Here, defendants make no contention that causing lead to enter Flint’s drinking water was for the public good or that they provided notice to Flint residents about the lead-laced water. Therefore, “Coshow did not address whether substantive due-process protections might be implicated in the case of intentional introduction of known contaminants by governmental officials, and its reasoning is inapplicable here.” Mays v. Snyder, 916 N.W.2d at 262 n.16.

B.

Upon a showing of a deprivation of a constitutionally protected liberty interest, a plaintiff must show how the government’s discretionary conduct that deprived that interest was constitutionally repugnant. We use the “shocks the conscience” rubric to evaluate intrusions into a person’s right to bodily integrity. Thus, a plaintiff must show as a predicate the deprivation of a liberty or property interest and conscience-shocking conduct.

“[T]he measure of what is conscience shocking is no calibrated yard stick,” nor is it “subject to mechanical application.” County of Sacramento v. Lewis, 523 U.S. 833 (1998). Several tropes help explain its meaning, with the focus again being on “executive abuse of power.” Due-process-violative conduct shocks the conscience, infringes upon the decencies of civilized conduct, is so brutal and so offensive to human dignity, and interferes with rights implicit in the concept of ordered liberty. These are subjective standards, to be sure, but they make clear that the ‘shocks the conscience’ standard is not a font of tort law, but is instead a way to conceptualize the sort of egregious behavior that rises to the level of a substantive due process violation. Stated differently, the shocks-the-conscience test is the way in which courts prevent transforming run-of-the-mill tort claims into violations of constitutional guarantees.

[The Supreme Court’s holding in County of Sacramento v. Lewis] highlighted how the time to deliberate in one circumstance may dictate liability in one situation but not another because as the very term ‘deliberate indifference’ implies, the standard is sensibly employed only when actual deliberation is practical. Take a classic deliberate indifference situation—when, for example, a prison official has time to make unhurried judgments, with the chance for repeated reflection, largely uncomplicated by the pulls of competing obligations. It is in these kinds of situations where we would expect plaintiffs asserting substantive due process claims based on deliberate indifference to be most successful.

The critical question in determining the appropriate standard of culpability is whether the circumstances allowed the state actors time to fully consider the potential consequences of their conduct. Time is … one element [in considering] the entirety of the situation— the type of harm, the level of risk of the harm occurring, and the time available to consider the risk of harm are all necessary factors in determining whether an official was deliberately indifferent. The key variable is whether actual deliberation is practical, not whether the claimant was in state custody. This is because custodial settings are not the only situations in which officials may have a reasonable opportunity to deliberate.

We have identified a multitude of considerations when evaluating an official’s alleged arbitrariness in the constitutional sense, including the time for deliberation, the nature of the relationship between the government and the plaintiff, and whether a legitimate government purpose motivated the official’s act. *** Simply making bad choices does not rise to the level of deliberate indifference. Rather, for or us to find deliberate indifference, . . . we must find not only that the governmental actor chose to act (or failed to act) despite a subjective awareness of substantial risk of serious injury, but we also must make some assessment that he did not act in furtherance of a countervailing governmental purpose that justified taking that risk. “Many, if not most, governmental policy choices come with risks attached to both of the competing options, and yet it is not a tort for government to govern by picking one option over another.” Schroeder v. City of Fort Thomas, 412 F.3d 724 (2005). Essentially, the more voluntary the plaintiff-government relationship, or the less time the state actor has to deliberate, or the greater the extent to which the state actor is pursuing a legitimate end, the less arbitrary we should deem a bodily injury or death caused by the state actor.We agree with the district court that these considerations weigh in favor of finding that the generally alleged conduct was so egregious that it can be said to be “arbitrary in the constitutional sense.”

Extensive time to deliberate. There is no doubt that the lead-contamination inflicted upon the people of Flint was a predictable harm striking at the core of plaintiffs’ bodily integrity, and this known risk cannot be excused on the basis of split-second decision making. All of the alleged decisions by defendants leading up to and during the crisis took place over a series of days, weeks, months, and years, and did not arise out of time-is-of-the-essence necessity. Their unhurried judgments were replete with opportunities for repeated reflection, largely uncomplicated by the pulls of competing obligations, and thus militate in plaintiffs’ favor. In the Court’s words, because “[w]hen such extended opportunities to do better are teamed with protracted failure even to care, indifference is truly shocking.” Lewis, 523 U.S. at 853.

Involuntary relationship. In addition to the time to deliberate, the relationship between the City of Flint and its residents matters. At the outset, we acknowledge we deal here not with the typical line of voluntary/involuntary relationships that normally occur in our caselaw. Instead, two factors weigh toward an involuntary relationship. First, Flint’s transmission of drinking water to its residents is mandatory on both ends—Flint’s Charter and Code of Ordinances mandate that the city supply water to its residents, see, e.g., Flint City Charter § 4203(A), Flint Code of Ord. § 46-7, and as the City expressly argued below, “residents are legally required to take and pay for the water, unless they use an approved spring or well.” See Flint Code of Ord. §§ 46-50(b), 46-51, 46-52. Second, various defendants’ assurances of the water’s potability hid the risks, turning residents’ voluntary consumption of a substance vital to subsistence into an involuntary and unknowing act of self-contamination. As the district court aptly reasoned, “misleading Flint’s residents as to the water’s safety—so that they would continue to drink the water and Flint could continue to draw water from the Flint River—is no different than the forced, involuntary invasions of bodily integrity that the Supreme Court has deemed unconstitutional.”

No legitimate government purpose. The decision to temporarily switch Flint’s water source was an economic one and there is no doubt that reducing cost is a legitimate government purpose. When a government acts for the benefit of the public, normally its deliberate choice does not shock the conscience. There is a caveat to this general rule—acting merely upon a government interest does not remove an actor’s decision from the realm of unconstitutional arbitrariness. Here, jealously guarding the public’s purse cannot, under any circumstances, justify the yearlong contamination of an entire community. In the words of the Michigan Court of Appeals, “we can conceive of no legitimate governmental objective for this violation of plaintiffs’ bodily integrity.” Mays, 916 N.W.2d at 262.

There is no allegation defendants intended to harm Flint residents. Accordingly, the question is whether defendants acted with deliberate indifference in the constitutional sense, which we have equated with subjective recklessness. This is a particularly high hurdle, for plaintiffs must show the government officials knew of facts from which they could infer a ‘substantial risk of serious harm,’ that they did infer it, and that they acted with indifference ‘toward the individual’s rights. The deliberate-indifference standard requires an assessment of each defendant’s alleged actions individually. Our focus is on each individual defendant’s conduct, their “subjective awareness of substantial risk of serious injury,” and whether their actions were made “in furtherance of a countervailing governmental purpose that justified taking that risk.”

C.

Flint defendants (Earley, Ambrose, and Croft). We begin with one of the two sets of defendants who were instrumental in creating the crisis—defendants Croft [Flint Department of Public Works director], Emergency Manager Earley, and Emergency Manager Ambrose [Emergency Managers appointed by the state to administer the city of Flint]. These individuals were among the chief architects of Flint’s decision to switch water sources and then use a plant they knew was not ready to safely process the water, especially in light of the Flint River’s known environmental issues and the problems associated with lead exposure. Earley, for example, “forced the transition through” despite knowing how important it was that “the treatment plant be ready to treat Flint River water” and that “the treatment plant was not ready.” Similarly, Croft permitted the water’s flow despite knowing “that the City’s water treatment plant was unprepared to adequately provide safe drinking water to Flint’s residents.” The Flint defendants also made numerous statements to the public proclaiming that the water was safe to drink. Defendant Ambrose’s decisions to twice turn down opportunities to reconnect to the DWSD after he knew of the significant problems with the water were especially egregious. These and other asserted actions plausibly allege deliberate indifference and plain incompetence not warranting qualified immunity. To the extent these defendants claim “mistakes in judgment” because they reasonably relied upon the opinions of Michigan Department of Environmental Quality (MDEQ) employees and professional engineering firms, those are facts to be fleshed out during discovery and are not appropriate to resolve at the motion-to-dismiss posture. *** One can place a benign construction on the factual allegations and draw inferences so that the facts amount to a negligent mismanagement of priorities and risks; but the allegations also support a reasonable inference that Earley prioritized a drive to cut costs with deliberate and reckless indifference to the likely results, and Ambrose refused to reconnect to Detroit water despite knowing the substantial risk to Flint residents’ health.

For now, we conclude that plaintiffs’ complaint plausibly alleges a constitutional violation as to these defendants.

DEQ Defendants (Busch, Shekter-Smith, Prysby, Wurfel, and Wyant). The MDEQ defendants were the other set of individuals front and center during the crisis. The allegations against defendants Busch, Shekter-Smith, Prysby, and Wurfel are numerous and substantial. These MDEQ defendants played a pivotal role in authorizing Flint to use its ill-prepared water treatment plant to distribute drinking water from a river they knew was rife with public-health-compromising complications. Furthermore, when faced with the consequences of their actions, they falsely assured the public that the water was safe and attempted to refute assertions to the contrary. A few poignant examples further illustrate their culpability:

  • Less than two weeks before the switch to Flint water, the Flint water treatment plant’s water quality supervisor wrote to Prysby and Busch that he had inadequate staff and resources to properly monitor the water. As a result, he informed Prysby and Busch, “I do not anticipate giving the OK to begin sending water out anytime soon. If water is distributed from this plant in the next couple of weeks, it will be against my direction.” Busch and Prysby did not act on this warning. Instead, a few days later, Busch drafted a talking point for a Flint community meeting that highlighted that MDEQ was “satisfied with the City’s ability to treat water from the Flint River.”
  • After General Motors very publicly stopped using Flint River water at its engine plant for fear of corrosion, Prysby made sure the department’s approach was to spin this symptom as not related to public health instead of investigating the underlying problem. He “stressed the importance of not branding Flint’s water as ‘corrosive’ from a public health standpoint simply because it does not meet a manufacturing facility’s limit for production.”
  • On February 27, 2015, Busch lied when he told “the EPA on behalf of MDEQ that the Flint Water Treatment Plant had an optimized corrosion control program.” However, Busch knew “[b]y no later than April 2015, but likely much earlier . . . that no corrosion control was being used in Flint following the switch to the Flint River as the water source.”
  • In the midst of the crisis and with full knowledge that Flint’s water distribution system was corroded and presented significant health issues, Shekter-Smith callously excused Flint’s lack of drinking water compliance as “circumstances happen.” And after the EPA pressed MDEQ officials for MDEQ’s failure to optimize corrosion controls in July 2015, she requested the EPA nonetheless cover her department’s decision by “indicating in writing . . . its concurrence that the city is in compliance with the lead and copper rule….” Doing so, she wrote, “would help distinguish between [MDEQ’s] goals to address important public health issues separately from the compliance requirements of the actual rule which we believe have been and continue to be met in the city of Flint.” In other words, “technical compliance” trumped addressing an urgent and catastrophic public health disaster.
  • On numerous occasions, defendant Wurfel, the public face of the crisis, announced the water was safe to drink, and demeaned, belittled, and aggressively dampened attempts by the scientific community to challenge the government’s assertions that Flint did not have a problem with its drinking water. And he suggested that concern regarding the water was at best a short-term problem—that by the time the City had completed its lead-testing, the City would already be drawing from a different water source altogether.
  • As with the Flint defendants, these MDEQ defendants created the Flint Water environmental disaster and then intentionally attempted to cover-up their grievous decision. Their actions shock our conscience. It is alleged that these defendants acted with deliberate indifference to the plaintiffs’ constitutional right to bodily integrity and at a minimum were plainly incompetent.

To the extent these defendants made “honest mistakes in judgment”—in law or fact—in interpreting and applying the Lead and Copper Rule, that defense is again best reserved for after discovery. This Rule generally requires public water systems to monitor lead and copper levels and to treat certain elevated levels in accordance with the regulation. 40 C.F.R. § 141.80 et. seq. More specifically, it requires a “large system,” like Flint, to optimize corrosion control treatment before distribution of water to the public. § 141.81(a)(1). However, MDEQ employees did not follow this dictate; instead, under a “flawed interpretation” of the Rule, they drew up a yearlong sampling program post-switch (broken up into two, six-month monitoring periods) to determine whether corrosion controls were required. In their view, this after-the-fact-wait-and-see approach to corrosion controls allegedly fell within minimum compliance levels of the Rule. Plaintiffs’ view is bleaker. They assert MDEQ viewed Flint residents as “guinea pigs” for a year to test lead-compliance theories that were unsupported and unauthorized by the EPA just to pass time until water began flowing from a new water authority. To be sure, plaintiffs’ view must be based on reasonable inferences from factual allegations. The district court correctly found that it is.

By the same token, we reject Wurfel’s reliance upon two Second Circuit cases involving statements by public officials about the air-quality in lower Manhattan in the days following the September 11 terrorist attacks, chiefly for the reason that those matters involved the balancing of competing governmental interests—restoring public services and protecting public health—during a time-sensitive environmental emergency. We have no such similar facts here on the face of plaintiffs’ complaint.

***

VI.

***

Given the unique circumstances of this case, defendants argue we should defer to the “breathing room” qualified immunity provides and hold that the invasion of plaintiffs’ right to bodily integrity via life-threatening substances with no therapeutic benefit introduced into individuals without their consent was not clearly established before the officials engaged in their respective conduct. The dissent likewise suggests that “plaintiffs must be able to ‘identify a case with a similar fact pattern’ to this one ‘that would have given ‘fair and clear warning to officers’ about what the law requires.’” But the Supreme Court has made clear that officials can still be on notice that their conduct violates established law even in novel factual circumstances. For the reasons that follow, we decline to erect the suggested “absolute barrier to recovering damages against an individual government actor.”

The lack of a comparable government-created public health disaster precedent does not grant defendants a qualified immunity shield. Rather, it showcases the grievousness of their alleged conduct: “The easiest cases don’t even arise,” United States v. Lanier, 520 U.S. 259 (1997); there is no need that the very action in question have previously been held unlawful because the unconstitutionality of outrageous conduct obviously will be unconstitutional and some personal liberties are so fundamental to human dignity as to need no specific explication in our Constitution in order to ensure their protection against government invasion.

Knowing the Flint River water was unsafe for public use, distributing it without taking steps to counter its problems, and assuring the public in the meantime that it was safe is conduct that would alert a reasonable person to the likelihood of personal liability. As set forth above, taking affirmative steps to systematically contaminate a community through its public water supply with deliberate indifference is a government invasion of the highest magnitude. Any reasonable official should have known that doing so constitutes conscience-shocking conduct prohibited by the substantive due process clause. These actions violate the heartland of the constitutional guarantee to the right of bodily integrity, and the obvious cruelty inherent in defendants’ conduct should have been enough to forewarn defendants.

Furthermore, the long line of Supreme Court cases discussed above all build on each other from one foundation: an individual’s right to bodily integrity is sacred, founded upon informed consent, and may be invaded only upon a showing of a government interest. The Court could not have been clearer in Washington v. Harper, 494 U.S. 210 (1990) when it stated that “[t]he forcible injection of medication into a nonconsenting person’s body represents a substantial interference with that person’s liberty.” Here we have an even more dramatic invasion, for at least in Harper the state forced medication—something needed to improve or sustain life—into its citizens; here, government officials caused Flint residents to consume a toxin with no known benefit, did so without telling them, and made affirmative representations that the water was safe to drink.

***

In providing a tainted life-necessity and falsely assuring the public about its potability, government officials stripped the very essence of personhood from those who consumed the water. They also caused parents to strip their children of their own personhood. If ever there was an egregious violation of the right to bodily integrity, this is the case; the affront to human dignity in this case is compelling, and defendants’ conduct is so contrary to fundamental notions of liberty and so lacking of any redeeming social value, that no rational individual could believe their conduct is constitutionally permissible under the Due Process Clause. We therefore agree with the district court that plaintiffs have properly pled a violation of the right to bodily integrity against Howard Croft, Darnell Earley, Gerald Ambrose, Liane Shekter-Smith, Stephen Busch, Michael Prysby, and Bradley Wurfel, and that the right was clearly established at the time of their conduct.

Should discovery shed further light on the reasons behind their actions (as but one example, a governmental interest that trumps plaintiffs’ right to bodily integrity), they are free to raise the qualified immunity defense again at the summary judgment stage.

[Discussion of Flint’s status as an arm of the state while under emergency management and partial dissent by Judge McKeague omitted.]

Original Article

Great Lakes Law

Great Lakes Law

http://feedproxy.google.com/~r/GreatLakesLaw/~3/PpV88gXOJko/federal-appeals-court-allows-flint-residents-claims-against-state-officials.html

Noah Hall

Our new Second Edition of Modern Water Law: Private Property, Public Rights, and Environmental Protections has been published by Foundation Press and is available on Amazon. Co-authored again with Robert Adler, the Jefferson B. and Rita E. Fordham Presidential Dean, and Robin Kundis Craig, the James I. Farr Presidential Endowed Chair of Law, both at the University of Utah College of Law.

Modern Water Law provides a comprehensive text to study the range of legal issues and doctrines that affect water resources. We begin with private water use rights, including common law doctrines for riparian reasonable use and prior appropriation, as well as groundwater rights and the statutory schemes for administering water use rights. The book next details the range of public rights in water, including navigation, the public trust doctrine, federal reserved rights for tribal and public lands, and interstate water management. The book then explores modern challenges and environmental protection goals, focusing on the energy-water nexus, water pollution, and endangered species conflicts. The final chapters combine these concepts in the context of complex watershed restoration challenges and water rights takings litigation.

The second edition begins with entirely new coverage of the human right to water, including a 2017 federal case – Boler v. Earley/Mays. v. Snyder – regarding constitutional rights in the wake of the Flint, Michigan water crisis. (And great timing, as the Supreme Court denied review of the case just this week as our book came out in print.) Other major changes and developments include new cases on water use permitting, “takings” of private water rights, tribal rights to groundwater, interstate water disputes, and U.S.-Mexico water diplomacy. The second edition continues the logical organization that presents the field in appropriate depth for a semester course, with clear explanations and helpful questions and comments.

MWL2d_Mays_v_Snyder

Below is a summary of contents (for more details, see the full Table of Contents and Cases):

1. Introduction
PART I: PRIVATE PROPERTY RIGHTS TO USE WATER
2. Riparian Law
3. History and Principles of Prior Appropriation
4. Groundwater
5. Modern Application of Water Law
PART II: PUBLIC RIGHTS AND INTERESTS IN WATER
6. Control and Ownership of Navigable Waters
7. Public Rights in Water: The Public Trust Doctrine
8. Federal Water Interests
9. Interstate Water Pollution, Apportionment and Management
10. The Water-Energy Nexus
PART III: ENVIRONMENTAL PROTECTION OF WATER RESOURCES
11. The Intersection of Water Quality and Water Quantity
12. The Federal Endangered Species Act, Water Management, and Water Rights
13. Protecting and Restoring Watersheds and Water Systems
14. Public Interests, Private Rights in Water, and Constitutional Takings Claims

 

 

Original Article

Great Lakes Law

Great Lakes Law

http://feedproxy.google.com/~r/GreatLakesLaw/~3/HBalYLfDtbg/new-second-edition-of-modern-water-law-comprehensive-text-now-includes-human-right-to-water.html

Noah Hall

Professor John Knox, a leading expert on international environmental and human rights law, is scheduled to present his final reports as Special Rapporteur on Human Rights and the Environment to the United Nations Human Rights Council this week. In July 2012, the United Nations Human Rights Council appointed Professor Knox to a three-year mandate as its first Independent Expert on the issue of human rights obligations relating to the enjoyment of a safe, clean, healthy and sustainable environment, and in March 2015, his mandate was extended for three years and his title changed to Special Rapporteur. He also serves as the Henry C. Lauerman Professor of International Law at Wake Forest University School of Law.

The main report presents 16 Framework Principles on Human Rights and the Environment, which summarize the obligations of States under international human rights law relating to the environment, as they have been applied and clarified by human rights bodies. The obligations are based on a wide range of human rights, including rights to life and health. The role of human rights in international environmental law has expanded enormously over the last two decades (e.g., references to human rights in the Paris Agreement). And as Professor Knox notes, there is even more action in domestic law. More than 100 countries now have a constitutional right to a healthy environment (the United States is of course still a notable exception). Building on these developments, the report encourages the Human Rights Council to support recognition of the human right to a healthy environment for the first time in a global intergovernmental instrument, such as a resolution of the UN General Assembly.

Professor Knox summarized and briefly discussed the 16 Framework Principles in a series of tweets in his role as UN Special Rapporteur on Human Rights and the Environment (twitter @SREnvironment). With his permission, I’ve compiled them for readers below:

The first Framework Principle is overarching: “States should ensure a safe, clean, healthy and sustainable environment in order to respect, protect and fulfill human rights.” It's a simple fact: we can't enjoy our rights to life, health, etc. without a healthy environment.

The second Principle is the converse of the first: “States should respect, protect and fulfill human rights to ensure a safe, clean, healthy and sustainable environment.” The exercise of rights to free expression, association, etc. is vital to environmental protection.

The first two Principles express the fundamental interdependence of human rights and the environment: we need a healthy environment to enjoy our human rights, and the exercise of human rights helps to protect the environment.

The third Framework Principle applies a basic human rights norm to environmental issues: States should prohibit discrimination and ensure equal and effective protection against discrimination in relation to the enjoyment of a safe, clean, healthy and sustainable environment.

Discrimination may be direct or indirect. Direct discrimination in the environmental context includes failing to ensure that minorities have the same access as others to information about environmental matters, participation in decision-making, remedies for harm, etc.

Indirect discrimination includes measures such as authorizing hazardous facilities in minority communities. It is also prohibited unless it meets strict requirements of legitimacy, necessity and proportionality.

To address indirect as well as direct discrimination, States must recognize that environmental harm can both result from and reinforce existing patterns of discrimination, and take effective measures against the underlying conditions that cause or perpetuate discrimination.

The fourth Framework Principle on Human Rights and the Environment is that States should provide a safe and enabling environment in which those who work on human rights or environmental issues can operate free from threats, harassment, intimidation and violence.

As the Guardian has recently reminded us, environmental defenders are often harassed, attacked and even murdered - an average of 4 are killed every week. Members of indigenous peoples and traditional communities are especially at risk.

Because a healthy environment is necessary for the enjoyment of human rights, environmental defenders are human rights defenders, whether or not they identify themselves that way. States must do more to protect them and all other human rights defenders.

The fifth Framework Principle on Human Rights and the Environment is simple: States should respect and protect the rights to freedom of expression, association and peaceful assembly in relation to environmental matters.

States often fail to protect these rights when they are exercised in opposition to the State, but that's when protecting them is most important. States must never respond with force or detention, the misuse of criminal laws, or the threats of such acts.

The sixth Framework Principle is: States should provide for education and public awareness on environmental matters. Environmental education should help students appreciate and enjoy the natural world, and strengthen their capacity to respond to environmental challenges.

Increasing public awareness of environmental matters should continue into adulthood. States should make the public aware of environmental risks that affect them, and build their capacity to understand environmental challenges and policies.

Framework Principle 7: States should provide public access to environmental information by collecting and disseminating information and by providing affordable, effective and timely access to information to any person upon request.

Principle 8, which is closely related to Principle 7, says: States should require the prior assessment of the possible environmental impacts of proposed projects and policies, including their potential effects on the enjoyment of human rights.

The ninth Framework Principle on Human Rights and the Environment is that States should provide for and facilitate public participation in decision-making related to the environment, and take the views of the public into account in the decision-making process.

Ensuring that environmental decisions take into account the views of those who are affected by them increases public support, promotes sustainable development and helps to protect the enjoyment of rights that depend on a safe, clean, healthy and sustainable environment.

Principle 10: States should provide for access to effective remedies for violations of human rights and domestic laws relating to the environment.

Procedures must be impartial, independent, affordable, transparent and fair, and have the necessary expertise and resources.

Principle 11: States should establish and maintain substantive environmental standards that are non-discriminatory, non-retrogressive and otherwise respect, protect and fulfill human rights.

Limited resources may prevent immediate realization of standards that prevent all environmental interference with human rights. States have discretion to decide how to allocate their resources between environmental and other goals, but the discretion isn’t unlimited.

Substantive environmental standards must comply with obligations of non-discrimination, and there’s a strong presumption against retrogressive measures. The standards must not strike an unjustifiable or unreasonable balance between environmental protection and other goals.

Once environmental standards have been adopted, Framework Principle 12 says that States should ensure the effective enforcement of their environmental standards against public and private actors.

Businesses, too, have responsibilities to avoid causing or contributing to adverse human rights impacts through environmental harm, and to try to prevent or mitigate adverse human rights impacts directly linked to their operations, products or services.

Principle 13: States should cooperate with each other to establish, maintain and enforce effective international legal frameworks in order to prevent, reduce and remedy transboundary and global environmental harm that interferes with the full enjoyment of human rights.

This includes not only negotiating and fulfilling environmental agreements, but also ensuring that other types of agreements, such as those on trade and investment, support, rather than hinder, human rights and a healthy environment.

Framework Principle 14: States should take additional measures to protect the rights of those who are most vulnerable to, or at particular risk from, environmental harm, taking into account their needs, risks and capacities.

Those who may be especially at risk from environmental harm include women, children, persons living in poverty, members of indigenous peoples and traditional communities, older persons, persons with disabilities, ethnic, racial or other minorities and displaced persons.

Persons may be especially vulnerable because they are unusually susceptible to certain types of environmental harm, or because they are prevented from exercising their human rights, or both.

States should protect the most vulnerable from environmental harm, including by carefully assessing the impacts of proposals on them, developing effective environmental education and awareness programmes, and facilitating their informed participation in decision-making.

Framework Principle 15: States should comply with their obligations to indigenous peoples and traditional communities, including by recognizing their rights to the lands, territories and resources that they have traditionally owned, occupied or used.

States should consult with indigenous peoples and traditional communities and obtain their free, prior and informed consent before relocating them or taking other measures that may affect their relationship to their ancestral territories.

Principle 16: States should respect, protect and fulfill human rights in the actions they take to address environmental challenges and pursue sustainable development.

Even when States are taking steps to address environmental challenges or pursue sustainable development, they must still ensure that those actions are taken in accordance with their human rights obligations.

A human rights perspective informs and strengthens environmental policy-making. Ensuring that those most affected can obtain information, freely express their views and participate in decision-making makes policies more legitimate, coherent, robust and sustainable.

Along with these Framework Principles, the UN Human Rights Council will receive a companion report on the environment and rights of the child. It describes how environmental harm interferes with the ability of children to enjoy their rights and discusses the obligations of States to take measures to protect children from such interference.

My take - a terrible shortcoming of U.S. environmental law is the inequity it allows (and sometimes creates) in distributing pollution and environmental harms. Environmental law is about protecting life, human included. American law has the opportunity and need to expand our system of Constitutional protections to include human rights to basic environmental necessities - meaning equity and due process in providing safe drinking water, clean air to breathe, and healthy land and homes for dwelling.

Original Article

Great Lakes Law

Great Lakes Law

http://feedproxy.google.com/~r/GreatLakesLaw/~3/ae_Dmh3sUBI/un-special-rapporteur-on-human-rights-and-the-environment-presents-16-framework-principles.html

Noah Hall